VTRAC Consulting Corporation
Thank you for applying to VTRAC opportunities. Please e-mail your resume as a MS-WORD document in confidence Subject: Investment Compliance Officer – Service Provider Oversight (Contract); JOB: 20-06503; Attention: firstname.lastname@example.org or call 929-450-3050 Ext. 227
Position No.: 20-06503
Title: Investment Compliance Officer – Service Provider Oversight (Contract)
Type: 13 Months Contract
No. of Positions: 1
Location: New York, NY
A global financial organization, that offers a suite of financial products across a range of asset classes, investment styles and geographies.
Our client is looking to hire a proven compliance professional to assist in the oversight of our Sub-adviser and Service Provider relationships. The individual will be responsible for Compliance oversight of our internal and externally managed sub-advised relationships and for our external service providers. The Service Provider Oversight (SPO) team is responsible for setting compliance standards and ensuring the framework is in place to proactively identify and manage Compliance risks. The Compliance officer will provide advice and recommendations to all levels within the organization to ensure business support and adoption, transparency, consistency in approach, and risk mitigation. Likewise, the individual will develop relationships with key internal and external stakeholders to ensure that the firm’s approach to compliance is proactive and preventative.
Must Have Technical Skills:
We thank all candidates in advance. Only selected candidates for interviews will be contacted. For other exciting opportunities, please visit us at www.vtrac.com. VTRAC is an equal opportunity employer.
Toronto . New York . Houston . Palo Alto
Tagged as: Aladdin, Charles River, Compliance, finance, Financial Services, Investment, Investment Compliance Officer, Service Provider